involved in financial transaction concerning the purchase of GLOBAL shares. 26/05/2020 The Civil Court delivered The Appeal Court judgement upholding the Civil Court judgement and ordering each party to

company of Siam Cement Public Company Limited, agreed to invest in GLOBAL shares at least 30% of issued shares. 26/05/2020 The Civil Court delivered The Appeal Court judgement upholding the Civil Court

utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the

the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within a specified period. SEC Act S.Section 57(6) Settlement

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

disclosed to the public. Mrs. Usuma and Miss Thitirat rendered assistance to his commission of the offense. 31/10/2023 The Civil Court delivered a judgement that the defendant had committed an offense

February, 2016 through the securities trading accounts of Mrs. Usuma by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered a judgement that the

a judgement that the defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to

guilty, the Court reduced the punishments by half, resulting in 6-month imprisonment and 500,000 Baht fine. The court suspended the determination of punishment for 2 years. DV Act S.Section 16 Criminal

receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020