rights in order to protect their interests. They should also study relevant information and ask questions to help them decide who is appropriate to be appointed as directors to avoid a deadlock in the
for the investing public to decide whether to receive services from them. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing . Any interested
, the hypothesis of an algorithm, any relevant risks, including the factors or events that would hinder the use of technology. This is to provide investors with sufficient information to decide to use
involves issuance of capital shares and change of the controlling power. Thus, the shareholders should decide for themselves whether to accept or exempt a tender offer for all securities of the business
instructed JAS to rectify those financial statements by recognizing the provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as
had to settle the purchase order before regular settlement period in order to avoid force selling. This action was considered that Wiroj failed to inform sufficient information by concealing important
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
considered to settle his current case with harsher punishment.