Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
. Others include preparation of financial statements, methods to contact and service customers with identification of customers’ real identities or real beneficiaries, evaluation of customers’ investment
(FETCO), said: “The introduction of the Investment Scam Hotline will significantly enhance the efficient and rapid prevention of public deception, thanks to the collaborative efforts of relevant agencies
will then recommend to the Cabinet a person considered appropriate to be appointed as SEC Secretary-General.For more information, please contact Legal Counsel and Administrative Law Department, the SEC
Securities has terminated Pisist's employment since 1 April 2016.In order to prevent deception and damage, investors are strongly advised to examine documentation related to money transfers and securities
Securities has terminated Pisist's employment since 1 April 2016. In order to prevent deception and damage, investors are strongly advised to examine documentation related to money transfers and securities
issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor
moratorium relief of Zipmex Group and to contact its clients deemed as creditors before 17.00 hours today in order for them to be eligible to attend the case conference in Singapore Court tomorrow. Zipmex