Bangkok, February 6, 2015 ? The SEC has supported Phoenixict Pte Ltd. and the communication and technology-based alliances from both the public and private sectors in organizing the first CrowdFunding Asia™ Thailand Summit 2015 during February 10-11, 2015 at Renaissance Bangkok Ratchaprasong. The event aims to broaden and create awareness as well as inspire business operators, especially small and medium-size enterprises (SMEs) and startups in Thailand and Asian region toward utilizing advanced...
At the meeting on 10 March 2020, the cabinet approved a raft of measures, including allowing investors to receive an additional tax privilege for purchasing investment units in the Super Savings Fund (SSF) which has the policy on investing in listed securities on the local exchanges, called “SSF listed securities”, under the following conditions:(1) Not less than 65% of net asset values are invested in listed securities on the Stock Exchange of Thailand and the Market for Alternative Inv...
with objective to provide more flexibility for investor who is knowledgeable in the business raising fund through equity crowdfunding as well as associated risks. On the business side, the issuers will
are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
Foresight and Effective Supervision: To be fully knowledgeable of relevant risks to support effective market supervision, and to enhance supervisory standards in regulating listed companies and commercial