on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds
, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business
with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin loan, a loan limit and conditions of such credit shall be specified, and there shall be a statement
จัดอันดับความน่าเชื่อถือโดยสถาบันจัดอันดับความน่าเชื่อถือ (credit rating agency) เพื่อเป็นข้อมูลในประเมินฐานะและความสามารถในการชำระคืนหนี้ของ issuer และตราสารหนี้ ประกอบกับข้อมูลฐานะการเงินและผลประกอบ
) finance company under law on undertakings of finance business, securities business and credit foncier business; (c) securities company under law on securities and exchange but not include securities
) Application for Approval of Supervisors for Financial Advisors (Form FA-2) Report on Changes or Addition of Directors/Managers/ Department Managers or Equivalent and Higher in Charge of Financial Advisory