on an ongoing basis or what process taken to reduce that risk. 9 How is client continuance dealt with in the cases of proposed or ongoing litigation? 10 Has the firm been in any tender process

high risk? Please describe the relevant responses to these risks. A.1 Human Resources Planning: Firm's Reference /Guidance Notes Description 1 Is the firm’s human resource planning in line with the

accordance with auditing standard? How does the firm ensure that audit manual reflects up-to-date auditing and accounting standards and guidance? Does the audit manual included requirements that are related to

staff, and any staff in the audit firm's delivery center. A.1 General Policies and Procedures: Firm's Reference /Guidance Notes Description 1 Whether the firm has designated Ethics Partner who takes

ภายใน (Internal) Questionnaire_C C Communication with external parties: Firm's Reference /Guidance Notes Description 1 Who are the relevant external parties with the firm? (e.g. management, audit

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

Activities 381 225 191 148 N/A N/A Red Activities >381g >225g >191g >148g >50g >50g Note: all thresholds are subject to review every three to five years in accordance with new data and technological

system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response

สถานที่ของบริษัท คน 6 จำนวนบุคคลภายนอก (third party) ซึ่งบริษัทมีสัญญาการใช้บริการงานด้าน IT สัญญาการใช้บริการงานด้าน IT เช่น บริการ Cloud, บริการ Data Center / Co-location / Disaster Recovery Site, SOC

ธุรกิจ ***หมายเหตุ: หากไม่มีข้อใด สามารถเว้นว่างได้ หากไม่พบชื่อใน drop down list ให้พิมพ์ชื่อลงในช่อง 2.1 Cloud Service Provider (SaaS, PaaS, Iaas) / ผู้ให้บริการ Infrastucture (เช่น Data center) *ให้ระบุ