, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary
prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 Criminal Complaint Filed with an Inquiry Official Dated 07/08/2020
and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed
the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with
solicited the public to make an investment with the company based on a scheme of the shares investment package started at 1,000 to 1,000,000 bath with a high return of 5 percent of dividend per week for 95
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
at the Millennium Hilton Bangkok without filing the registration statement and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65
investigation by the inquiry official. SEC Act S.278 and 281/10 Criminal Complaint Filed with an Inquiry Official Dated 06/07/2023
Limited and (4) Asia Pacific Drilling Engineering Company Limited. This case is in the process of investigation by the inquiry official. SEC Act S.312 281/2 paragraph 2 in conjunction with 89/7 and 89/7