-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
trading transaction that takes place on the Stock Exchange. The securities clearing house or any involved person may not cancel, amend, or change a trading transaction. Clause 46 A securities clearing house
surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https
- 3210 of 3,262 results Sort by: Relevance Date (Newest) Date (Oldest) 6324se.pdf entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public
hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to
, 2018, in a black case number Por.158/2561, the case of Taling Chan Provincial Court, in which the court made an appointment to hear the verdict on March 6, 2020 As a result, the Transaction is: A. not