Facebook page “Gold Price ฮั่วเซ่งเฮง” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)

, Thailand 2004 was a very challenging year for Thai economy and the capital market. We were faced successively with the adverse impacts of the SARs, the bird flu, and the oil price increases. But despite

://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g

Derivatives Dealers (Synopsis)   01/06/2010 16/06/2010 4. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers

for Licensed Derivatives Dealers (Synopsis)   01/06/2010 16/06/2010    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand

://www.sec.or.th/EN/Pages/MarketData/SecuritiesDerivativesBusiness.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved

debt instruments. Resulting from the changes, dealers of debt instruments can now offset the losses from the trading transactions with the profit. This represented a change from the old provision that

of 2012. The marketing and distribution of products must be done through local intermediaries in the host country, including SEC-licensed investment unit brokers, dealers and underwriters who will be

parties to offset price discrepancy or close-out position. In addition, the SEC has also prescribed rules regarding the registration and licensing to undertake derivatives businesses as derivatives agent

Securities brokers, dealers and underwriters ë Derivatives agents/dealers ë Mutual fund/private fund/derivatives management ë Venture capital management ë Securities/derivatives investment advisors ë