Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
Government Code (I Code) I Code SHARE : Detail Content Signatory of Investment Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with
About Us SHARE : Detail Content International Relations The SEC has worked closely and continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure
รับอันดับและคะแนนที่ดีขึ้นมีอยู่ 2 ด้าน ได้แก่ การขออนุญาต ก่อสร้าง (Dealing with Construction Permits) และการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Shareholder) ที่สำนักงาน ก.ล.ต. รับผิดชอบ
inspection; 5. Complaints with other agencies, i.e., please specify whether or not you have filed a complaint / tip regarding the same matter with other agencies, for instance, the Office of the Consumer
market regulators in various countries Alignment with the National Strategic Plan and the 13th National Economic and Social Development Plan (2023 – 2027), including Government Policies and the 4th Thai
assessment. Protecting Minority Investors The SEC office has involved and supported in the Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of