-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
sustainability policy themselves. The capital market and the economy as a whole could benefit a great deal from this positive environment.?The public and those interested in becoming a signatory to the I Code can
, then Chairman, CEO and a major shareholder of WHA, had released news to the public through two media publications issued on 27 October 2014 with the key message that WHA was negotiating a business deal
state agency or set a short validation period for such ID documents. This may cause some shareholders or their proxies to be rejected from the AGM and may as well impose high costs on foreign shareholders
{A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was
reliable financial reports are prepared by responsible parties will benefit investors a great deal,? Mr. Prakid added.
investment. The SEC therefore urges those interesting in derivatives investments to deal only with licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website
Goals for a truly sustainable recovery"H.E. Mr. Pirkka Tapiola หัวหน้าคณะผู้แทนสหภาพยุโรปประจำประเทศไทย กล่าวปาฐกถาหัวข้อ "Make EU’s recovery a Green Deal"
encouraging progress is a validation of the ACMF’s efforts to promote the sustainable finance agenda in the broader capital market through the Roadmap for ASEAN Sustainable Capital Markets. On connectivity, the
the management team of CPALL during the negotiation of the purchase deal with SHV. In addition, some of them had accessed to such information by virtue of their positions as directors and executives of