=100&qf=title_th_default&fq=key_sitemap%3Alawandregulations&start=0&rows=10 1 - 10 of 33 results Sort by: Relevance Date (Newest) Date (Oldest) SEC Search =electronic possession OR "electronic possession
assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed-end funds (1) Calculate the NAV and investment unit value at the end of every
-end funds 6.2 Open-end funds 6.3 Mutual fund with investment in foreign assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed
years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before
period of time, in form and together with the supplementary documents as specified in the SEC’s Notification. Clause 5 Any person intending to apply for approval to establish a limited company or public
company for operating securities business in the category of venture capital management with the SEC Office within the period of time, in form and together with supplementary documents as specified by the
with the SEC Office within the period of time, in form and together with supplementary documents as specified by the SEC’s Notification. Clause 3 In case where the SEC is of the view that limited company
in favor of the plaintiff. The Court shall determine the amount of the award by taking into account the difficulties of the case together with the period of time and the work of the counsel for the
of operation in such a way that [the securities company] shall severely suffers loss; (6) not be company that fails to operate on date and in time specified without the SEC Office’s approval under
three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of