sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective exhaustively comprehensive risk management

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the

Mr.Teeradej Jarutangtrong Between December 22, 2016 and February 24, 2017, Mr. Teeradej Jarutangtrong, a director and chairman of the Risk Management Committee of Phol Dhanya Public Company Limited

Mr. Teeradej Jarutangtrong Between December 22, 2016 and February 21, 2017, Mr.Teeradej Jarutangtrong, a director and chairman of the Risk Management Committee of Phol Dhanya Public Company Limited

Mr. Win Udomrachtavanich Mr. Win Udomrachtavanich, a former chairman of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST"

Mr. Nattapong Na Ranong Mr. Nattapong Na Ranong, a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST"

Mr. Chatri Sophonvanich Mr. Chatri Sophonvanich, a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST

Mr. Jung Kyu Kim Mr. Jung Kyu Kim, a chief operating officer, a former chief financial officer and a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST