management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
checklist, climate scenario analysis and risk management application” โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ร่วมกับ Mr. Andrew Beirne ที่ปรึกษาด้านเศรษฐกิจและแผนกพรอสเพอริตี้และผู้แทนถาวรสห
and General Administration Department, the Human Resources Department, and the Organizational Risk Management and Governance Development Department. Her appointment will become effective on 16 May
comprises Strategy and Planning Department, Research Department, Market Supervision Department, International Relations Center and Enterprise Risk Management Center. Assistant Secretary-General Duangmon
Having joined SEC since 1999, Assistant Secretary-General Archinee Pattamasukhon holds a bachelor’s degree in Business Administration (Finance), the University of the Thai Chamber of Commerce
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
Director, Corporate Governance Department3. Mrs. Sittasri Nakasiri Director, Enterprise Risk Management Department4. Ms. Sarica Apiwatthakakul, Acting Director, Intermediaries Licensing and SME Financing
หัวข้อ COSO ERM 2017 Enterprise Risk Management – Integrating with Strategy and Performance ซึ่งสภาวิชาชีพบัญชี ในพระบรมราชูปถัมภ์ จัดขึ้นเพื่อให้ความรู้และแนวทางในการนำหลักการ COSO ERM 2017 ไปสู่การ
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities