provisions under Division 2: Supervision and Control of Chapter 4: Securities Business of the SEA, in whole or in part. 1.3 Paid-up registered capital of securities company The SEC has discretionary power to
with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the characteristics as specified in the notification of the SEC. “derivatives dealer” means any
with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the characteristics as specified in the notification of the SEC. “derivatives dealer” means any
provision: “SECTION 96 The SEC may require a securities company to have a paid-up registered capital in an amount specified for operation of securities business in any particular category or manner.” SECTION
, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. "listed securities" means registered or authorized securities for
amendment by the Securities and Exchange Act (No. 3) B.E. 2546 2 indicated amendment by the Securities and Exchange Act (No. 2) B.E. 2542 4 "listed securities" means registered or authorized securities for
of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: “SECTION 5. Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market
with the following provision: “Section 3. In this Royal Enactment, “special purpose juristic person” means a vehicle established for the purpose of securitization and registered as a special purpose
Emergency Decree, “special purpose juristic person” means a vehicle established for the purpose of securitization and registered as a special purpose juristic person under this Emergency decree. *Published in
juristic person” means a vehicle established for the purpose of securitization and registered as a special purpose juristic person under this Emergency decree. “securitization” means acceptance of transfer