materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP shareholders to offer PO within two years Report the offering results to the SEC within 15 days Public
Audit Inspection Activities Report 2014 Independent Audit Inspection Activities Report 2013 Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
specific investor or group of investors whether in private or public. Calculations of the offering price Shares : offering price CD
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
at large in Thailand. The infrastructure entity under IFF shall not sell products/services more than one-third of its maximum capacity to an individual client, or to a group of associated persons
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company