. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and Section 135 of the Securities and
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
/%%**3 % Depositary Receipt (DR) A3 ,% B ' Custodian / ,3BFB,( $ %BFB#+.G % % ,(* ".B#H I&&-% A( TCR #H*#BB $ / .&B AB $ %&& *- & * A( 20% *A( -*'M# 3 ' A( TCR ( DR #H /"* ( & '* ".#HA
/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
ประเทศ (Overseas Brokers & Dealers) ผูป้ระกอบธุรกิจเปิดบญัชี Custodian และ FCD กบั Custodian Bank และ/หรือกบัตวัแทนซ้ือขายใน ต่างประเทศ (Overseas Brokers & Dealers) กรณีท่ีตวัแทนซ้ือขาย ในต่างประเทศมี
กองทุนส ารอง เลี้ยงชีพ” ผู้ประกอบธุรกิจ PF ที่เป็น broker และ ประสงคท์ ำ self -custody ให้ถือว่ำ เปน็ custodian ที่ ได้รับควำมเห็นชอบ ตำมประกำศนี้ และ ให้แจ้งกำรเปน็ self-custody ตอ่ ส ำนักงำนภำยใน 7
ที่ ITV / 2545 - Translation - AIS-CP 015/2020 18 June 2020 Subject: Establishment of new joint venture and subsidiary company To: President The Stock Exchange of Thailand Advanced Info Service Plc
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
subsidiaries for the three- month period ended March 31, 2019. The Company would like to clarify on the operating results as follows: Revenue For Q1/2019, Total consolidated revenues advanced to Baht 387.19