securities via her nominee's securities account but failed to prepare and disclose report on changing in her holding (Form 59-2) to the SEC Office within the period specified in the notification of the
securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the
Miss Phatharika Kongboon (current name : Miss Sirikorn Thongsarai) During January 9, 2013 - February 28, 2013, Miss Phatharika Kongboon aided and abetted other persons to manipulate the price and
Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. (Broadgate) (current name: Broadgate (Thailand) Co., Ltd.) colluded
Miss Phatharika Kongboon (current name : Miss Sirikorn Thongsarai) During January 9, 2013 - February 28, 2013, Miss Phatharika Kongboon (current name : Miss Sirikorn Thongsarai) aided and abetted