UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 13/12/2011 - 20/12/2011
SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 15/11/2007 - 21/11/2007
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 28/02/2012 - 12/03/2012
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 27/05/2011 - 08/06/2011
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 27/05/2011 - 08/06/2011
Jor. 62/2561 Re: Offer for Sale of Bonds Denominated in Foreign Currency in the Kingdom of Thailand ________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as
SEC Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Office