information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
assessments are crucial for the development of the financial sector in Thailand as they help to ensure alignment of regulatory frameworks and supervisions with the corresponding international standards. The
in the area of Board Responsibilities: Step 2: Contacting the nominated companies to request additional information and arrange an interview with the Selection Sub-Committee: Step 3: Presenting the
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
the area. Regulatory Summary Status and structure Filing of application for an offer for sale of REIT units General provisions Offer for sale and allocation of units Information disclosure
Alternative Investment Fund Managers (AIFMD) with EU and European Economic Area (EEA) members. The AIFMD is European legislation which covers all non-UCITS funds in Europe or foreign funds marketing to