review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
Content Business Operator A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager) assumes crucial roles starting from
significant operations of the activities. Some of significant rights of the shareholders are: Rights before a decision to invest Rights as a shareholder SEC and Investors Be Wary of Investment Fraud
shareholders have the opportunity to participate effectively in decision-making involving significant corporate matters. Principle 8.2 The board should ensure that the shareholders’ meetings are held as
an appointment of a board of directors to act on their behalf. The shareholders are entitled to the right to decide on significant changes of the companies. All shareholders must be treated equally
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment