entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
Content Business Operator A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager) assumes crucial roles starting from
to HNW or PO. Related Manuals/ Guidelines Summary of debt securities issuance guidelines (for structured notes, BASEL III-compliant instruments, bonds of government agencies and securitization bonds
to HNW or PO. Related Manuals/ Guidelines Summary of debt securities issuance guidelines (for structured notes, BASEL III-compliant instruments, bonds of government agencies and securitization bonds
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
page. Save and Close Laws/Regulations × Home > Laws/Regulations > Regulations > Fundraising > Debt Instrument > Offering of debt securities by Thai government
under 7 – 12 shall be complied with. Related Handbooks/ Guidelines Summary of debt securities issuance guidelines (for structured notes, BASEL III-compliant instruments, bonds of government agencies
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
following its publication in the Government Gazette. Given on the date of 22th December B.E. 2538 Surakiaet Sathienthai Finance Minister ___________________________________ This English version