criminal fines from offence cases under the law enforcement are to submit to the Ministry of Finance as revenue to the country. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of
dissemination of false statements), the SEC may proceed through criminal fining or criminal complaint, and will disclose such case to the public in due course; ● Complaint or tip handling time depends on the
that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
civil suits lower than that of criminal cases? Ans. Yes - ป.วิ.พ. มาตรา 104 - ป.วิ.อ มาตรา 227 1/1 6 Can shareholder plaintiffs recover their legal expenses from the company? Ans. Yes regardless of
(criminal sanction) หรือมาตรการลงโทษทางแพ่ง ซ่ึงมีผลกระทบต่อผูมี้ส่วนไดเ้สีย ตอ้งจดัใหมี้ขั้นตอนการด าเนินการท่ีโปร่งใส เป็นธรรม ตรวจสอบได ้ และป้องกนัการทุจริต รวมทั้งจดัใหมี้ขั้นตอนรองรับ เพื่อเปิดโอ