PowerPoint Presentation Considering Whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether offenses shall be extinguished
violation? In-dept investigation and Seeking further evidence End YES NO Considering whether to constitute law violation NO YES Taking legal action(s) Administrative Action Civil Sanction Criminal Action
PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
: “SECTION 266/1 An inquiry official may use the information, facts, documents and any evidence that the SEC Office has submitted with the filing of complaint against the offender as part of the criminal
Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year
Statistics of Criminal Actions (As of 31 May 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 - - 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of false
SEC Office has submitted in support of the accusation made against the offender may be used by an inquiry officer in the criminal investigation. Section 55. In the execution of his or her duties, the
executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 281/4, 281/6, 281/10, 306 – 315) - Imposing of civil sanctions on specified offences against directors
the period of time specified by the fine fixing committee, such case shall be regarded as settled under the provisions of the Criminal Procedure Code. If the alleged offender refuses to pay the fine or
regarded as settled under the provisions of the Criminal Procedure Code. If the alleged offender refuses to pay the fine or agrees to pay the fine but fails to pay the fine within the specified period, the