Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
วิสาหกิจขนาดกลางและขนาดย่อม (สสว.) และบริษัท ข้อมูลเครดิตแห่งชาติ จำกัด (เครดิตบูโร) เพื่อแลกเปลี่ยนความเห็นเกี่ยวกับแนวทางการจัดทำตัวชี้วัดความสามารถในการชำระหนี้ (credit scoring) ของวิสาหกิจขนาดกลางและขนาด
screening eligible companies and overseeing their information disclosure. The SEC does not grant an approval for each crowdfunding project or supervise pre-offering disclosure. To be eligible for a funding
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to
Bangkok, April 17, 2014 ? The SEC requires disclosure of foreign bank branches as issuers of debt securities to focus on information of branches. Meanwhile, both credit ratings of the banks and the
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ให้การต้อนรับคณะผู้บริหารจากสถาบันการเงินประเทศเอธิโอเปีย ซึ่งเป็นสมาชิกของ Asia-Pacific Rural and Agricultural Credit Association