) B. Direct&Supervise&Review B Direction, supervision and review responsibilities: Firm's Reference /Guidance Notes Description 1 Has the firm established policies and procedures for direction and

6,345,658 0.10522 CRD 26,891 0.00538 CREDIT 1,554,680 0.12647 CSC 200 0.00038 CSP 276,810 0.05579 CSR 1 0.00000 CSS 49,578,380 4.21678 CTARAF 727,301 0.22728 CTW 779,902 0.19600 CV 3,925,617 0.27913 CWT

0.81811 CRANE 21,622,714 2.85189 CRC 5,036,804 0.08352 CRD 26,896 0.00538 CREDIT 336,480 0.02737 CSC 200 0.00038 CSP 298,812 0.06022 CSR 1 0.00001 CSS 48,494,510 4.12460 CTARAF 727,301 0.22728 CTW 769,701

0.06462 CPT 315,395 0.03504 CPTGF 6,138,800 0.63483 CPW 4,798,938 0.79982 CRANE 21,093,710 2.78212 CRC 5,314,021 0.08811 CRD 26,911 0.00538 CREDIT 98,200 0.00798 CSC 200 0.00038 CSP 276,913 0.05581 CSR 1

0.89703 CRANE 30,059,298 3.96462 CRC 9,412,453 0.15607 CRD 26,911 0.00538 CREDIT 119,227 0.00969 CSC 33,500 0.06442 CSP 276,917 0.05581 CSR 1 0.00001 CSS 49,865,631 4.24122 CTARAF 727,301 0.22728 CTW

CPW 4,691,536 0.78192 CRANE 29,208,308 3.85238 CRC 6,169,631 0.10230 CRD 26,905 0.00538 CREDIT 468,100 0.03805 CSC 7,700 0.01481 CSP 276,911 0.05581 CSR 1 0.00000 CSS 48,458,513 4.12154 CTARAF 727,298