market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
) Equity Prospectus ( 206 ) Enforcement ( 171 ) Debenture Prospectus ( 169 ) 246-2 ( 152 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 105 ) LegalHub ( 90 ) Finanacial Statements ( 60
procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
Securities borrowing and lending ë Securities financing ë Inter-dealer brokers ë Investor contacts (e.g. analysts and marketing officers) ë Fund managers ë Fund supervisors/custodians ë Credit rating agencies
market confidence, reducing systemic risk, and protecting investors, the SECûs 2004-2007 strategic plan covers the supervision and development in the area of: equity market, debt instrument market, mutual
being an important fund raising tool for businesses that would otherwise have to rely on a more expensive funding from the banking system, is also less risky than equity instrument and can also be a
demands, and upgrading service support; SEC website : www.sec.or.th 21 Equity Market 2007 In 2007, the SET Index movements were on the uptrend between 616.75 and 915.03 points with an average daily trading