business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act. B.E. 2535. Clause 2 Undertaking securities
fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may be classified into different classes, provided that the rights and benefits of the
fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may be classified into different classes, provided that the rights and benefits of the
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
มูลค่าการลงทุน อย่างไรก็ดี issuer จะต้องทำตามหลักเกณฑ์ที่ประกาศกำหนดก่อนเสนอขาย เช่น ไม่เคยเสนอขายตราสารหนี้ที่ฝ่าฝืนข้อกำหนดการเสนอขายในวงจำกัด 2 ปีก่อนยื่นคำขอ นอกจากนี้ สำหรับกรเสนอขายหุ้นกู้แบบ PP
Minister prescribes the Ministerial Regulation as follows- Clause 1 The Ministerial Regulation No. 4 (B.E. 2538) promulgated under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2
trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust
the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities
- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities company under the