of more than one product line or business group, disclose the income proportion of each in the table below, which shall include at least those contributing more than 10 percent of the total income in
: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 2) dated 24 September 2014. Clause 3 In this Notification: “ capital market product
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
overall business operation of the Company or its group of companies. 2. Nature of business operation In case of more than one product line or business group, disclose the income proportion of each product
Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 2) dated 24 September 2014. Clause 3 In this Notification: “ capital market product denominated in foreign
shares sold of the Company. 1.2 Nature of Business 1.2.1 Income structure1 In case of more than one product line or business group, disclose the income proportion of each product line or business group
an intermediary as capital market servicer renders credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which
% ; product limit ≤ 15% (ข้อ 73 ประกาศ สน. 24/2552 และหนังสือเวียน ที่ กลต.น.(ว) 39/2549) ลงทุนได้เฉพาะหน่วยกอง MMF เท่านั้น เหมือนเดิม single fund limit ≤ 10% (ข้อ 106/2(3) ประกาศ สน. 33/2553) ห้ามลงทุน 2.5
ลงทุนทั้งหมดของลูกค้าด้วย (2) กรณีที่ผล suitability test ของลูกค้า อยู่ในระดับความเสี่ยงต่ำ ไม่ได้หมายความว่า ลูกค้าจะลงทุนใน product ที่ระดับความเสี่ยงสูงกว่าระดับความเสี่ยงที่ลูกค้ายอมรับไม่ได้เลย แต่
affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has prepared, for the operations of the branch office to be established, the