Electricity generation Waterworks Roads/express ways/concession ways Airports/ Airfields Deep sea ports Telecommunication, or infrastructure for Information Technology and Communication Alternative
Electricity generation Waterworks Roads/express ways/concession ways Airports/ Airfields Deep sea ports Telecommunication, or infrastructure for Information Technology and Communication Alternative
. Summary of regulations 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules
. Summary of regulations 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules
) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for
, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control
) fails to fulfill its obligations as to clearing and settlements, all operations must be ceased while risks associated with proprietary trading must be reduced, and client positions are to be transferred
compliance with International Standards on Quality Management 1 (ISQM 1); monitoring associated auditors who are attached to the firm to perform an audit work in accordance with the professional code of ethics
. Restrictions for unit holdings - any persons or a group of the associated persons not more than 50% of the total trust units sold. - trust manager can allot units for the trust manager, directors, executives
. Restrictions for unit holdings - any persons or a group of the associated persons not more than 50% of the total trust units sold. - trust manager can allot units for the trust manager, directors, executives