whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings
Exchange, the over-the-counter center, or the Derivatives Exchange, who is in the position or the condition that can access inside information through performance of duties; (5) Juristic person whose
director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.) Q: What level of suspicion and severity of
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open
after either the person completed the term of imprisonment or the suspension of sentence period ended. Having been subject to the court's order of asset seizure under the Counter Corruption Act and the
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand Securities Trading Center Securities and Exchange Act B.E. 2535, Chapter 6 Division 1 Over-the-Counter Center