financial institution or a juristic person established under Thai law with a main objective of undertaking the business of financial advisor, accounting advisor or legal counselor; (2) having a discrete work
& Executive Member of fund investment committee Fund manager Investment Planner Investment Consultant /1 Other Professionals Auditor /2 Financial advisor Supervisor of financial advisor Valuation Company
or an increase of 20.32 percent due to higher administrative expenses in 2019 than in the previous year. For example, legal consultant fees And financial advisor Page 5 of 5 OCEAN COMMERCE PUBLIC
the area and the cost control methods had been improved. The company has the cost of sales in the amount 2.33 million baht, compared to the previous year 0.68 million baht, an increase of 1.65 million
2019, the project department has managed the project with more tightness and the cost control methods had been improved. The company has the cost of sales in the amount 2.73 million baht, compared to the
person was founded since 1997, the Company had to comply with the Land Act 2000 which the outcome was retroactive. (2) THB 3.80 million for engaging Independent Financial Advisor. (3) THB 2.53 million for
project with more tightness and the cost control methods had been improved. The company has the cost of sales in the amount 3.13 million baht, compared to the previous year 1.63 million baht, an increase of
regulated person who is disqualified or fails to comply with professional conducts and standards. Such regulated person are as follows: - Financial Advisor and its supervisor - Auditor - Valuation Company and
remediation plan, contributing to constantly improved system of quality control within the firm. The most striking result to emerge from this inspection cycle was the improvement of “leadership responsibilities
long fascinated financial advisors and their clients. Alpha allows a financial advisor to demonstrate (and potentially quantify) the excess returns generated, which can help justify fees. In contrast