Professionals Regulations SHARE : Detail Content Market Professionals Financial advisor Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
Transactions Via an ICO Portal Financial Advisor Appraiser ICO Portal SHARE : For More Information ContactUs Corporate Finance Department –Equity 1-2 Fund Raising Policy Department Tel.+66-2263-6093 Was this
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
of accessing inside information; (3) Any person who is able to know inside information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose
of accessing inside information; (3) Any person who is able to know inside information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose
, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business
investors can exercise their rights pursuant to CD / warrant A price indicated by considering demand / supply, for instance, a price acquired by book building A fair price calculated by a financial advisor