Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or employee of the applicant; Practicing on asset appraisal continuously for not less than 1
to shareholders in cases that the listed companies involve in significant transactions that could affect rights and interests of the shareholders such as mergers and acquisition transactions, related
investment units shall not be concentrated in the holding of any individuals or any groups of persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get
Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC
of the 2 nd quarterly financial statement or the audited annual financial statement for the 6 months could be chosen to submit. In case of choosing to submit the audited annual financial statement