promote effective enforcement, which in turn, shall ensure fair investor protection and encourage efficient development of businesses and transactions in the capital market. Our international work made a
Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential
basis for an effective corporate governance framework The corporate governance framework should promote transparent and fair markets, and the efficient allocation of resources. It should be consistent
very well as 50 new companies got listed on the SET and MAI over the year. Listed companies’ net profit registered 454.1 billion baht with the market capitalization as high as 4.52 trillion baht
In order to provide mechanism in which investors can have access to efficient and low cost settlement for disputes with financial service providers, the SEC has set up a dispute settlement program
IPOs of 28 companies. At the same time the value of debt instrument offerings was 193,330 million baht. Moreover, Stock Exchange of Thailand (SET) had the distinctions of being the worldûs best
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
representatives Securities issuers and listed companies Stock Exchange of Thailand Derivatives exchange ë Set licensing and approval https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2006.pdf Annual Report 2007
corporate governance reduces emerging market vulnerability to financial crises, reinforces property rights, reduces transaction costs and the cost of capital, and leads to capital market development. Weak
independent director, in the case of a central securities depository; (2) adopt an effective internal control system and an efficient, independent audit system. In addition, a securities clearing house shall