1000X as a digital asset dealer on its platform. Additionally, Mr. Worawat promoted 1000X's services in Thai language through his social media. As a result, Mr. Worawat and 1000X jointly operated the
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
Mr. Worawat have jointly operated a digital asset dealer without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 and Section 83 of Penal Code Criminal
account that Mr. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost
account that Mr. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost
. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost (Baht 2,212
, in May 2017, that the estimated cost of PPC&PPE project was relatively different to the actual cost. That led to SRICHA experienced the net loss of 93.32 million Baht in the 2nd quarter of 2017
-W1 during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and
during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and Exchange Act