prohibited period to be major shareholder clause 4 (4)(5)(6)(7)(8) or (9) of the Notification of the Ministry of Finance minimal moderate intense one year three years five years clause 4 (10) of the
shall not be effected, which increase the efficiency in managing its cost. The Office, therefore, has amended the prescription concerning working procedures and conditions for securities company on using
duty performance; (2) List of the mutual fund managers of the respective mutual funds as of the end of the calendar year, which shall be submitted as per Form 117-10 attached to this Notification within
governing the business operation of such person, and has no reasonable grounds to be believed that its financial condition has worsened significantly during the course of one year preceding the date when the
of their participation in knowledge development activities to be kept for at least two years from the year in which the renewal is granted; 5.2 The organizer – the evidence of organizing the training
1,000,000 per year; (2) Underwriting of debt securities, at the rate of Baht 1,000,000 per year; (3) Investment advisory service, at the rate of Baht 25,000 per year; (4) Securities financing, at the rate of
degree accredited by the Office of the Civil Service Commission and not less than one year of work experience; or 2. Lower than a bachelor’s degree and not less than three years of work experience; (2) An
amendment of its scheme to be in compliance with the provisions of this Notification. Such amendment shall be completed within one year from the effective date of this Notification. Should the management
from the date on which the claimant knows or should have known of the cause of such dispute and not more than one year from the date on which the dispute occurred except where the Office deems it
which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified