account under the first and second paragraph are presumed to be correct, unless proven otherwise. SECTION 34. A derivatives business operator shall not use the customer asset for any purpose other than the
account under the first and second paragraph are presumed to be correct, unless proven otherwise. SECTION 34. A derivatives business operator shall not use the customer asset for any purpose other than the
application together with the correct and complete documents in accordance with Section 35. SECTION 37.5 The provision under Section 1229 of the Civil and Commercial Code which prohibits issuance of debentures
application for approval, the SEC Office shall notify the applicant of the result within forty-five days from the date of receipt of the application together with the correct and complete documents in
or enter into a derivatives contract related to such securities; or (d) action not having a characteristic of taking an advantage of other persons or any characteristic as specified in the notification
person licensed or registered under the law to manage funds or investments; or (d) in the manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC
manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC; (2) disclose inside information to any other persons, either directly or indirectly and
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...
General impacts on stakeholder groups All citizens will be able to carry out secure and trustworthy cross- border electronic transactions and take full advantage of their rights across the EU. https
separately. In doing so, the trustee shall keep such account correct and up-to-date. In managing a trust, a trustee shall segregate the trust property from those held in its own capacity and any property in