Executive Board, Bangkok Asset Management Co.,Ltd. • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education
Corporation Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education: Master of Management, Sasin Institute, Chulalongkorn University Advanced Management Program, Harvard Business
Asset Management Co., Ltd • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education : • Master of Management
serve as the basis for the Guidelines on corporate governance of banks issued by the Basel Committee on Banking Supervision, the OECD Guidelines on Insurer and Pension Fund Governance and as a reference
.................................................... 19 Disclosure and Transparency ..................................... 23 Board Practices and Company Oversight ................. 27 Findings Of The DCA
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
Governance ● Revision of Rules on Approval for Public Offering of Shares and Information Disclosure by Focusing on Good Corporate Governance CONTENTS APPEN SCE_Eng_p.1-16 10/29/04, 1:05 AM2 3 ● Supervision of
the company. Monitoring Activities 16. The organization monitors and evaluates to ascertain whether the components of internal control are completely present and suitably functioning. Questions Yes No
ทรัพย์ ตามระดับความเสี่ยงของ สินทรัพย์ดิจิทัลที่ให้บริการ (risk-based supervision) ซึ่งเป็นการป้องกันความเสี่ยงที่อาจเกิดขึ้นกับ ผู้ประกอบธุรกิจฯ และยังช่วยป้องกันมิให้ลูกค้าเกิดความสับสนในผลิตภัณฑ์ที่ให้
PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management