applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of

the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such

applicant has any violation record under the law specified in the Notification, the applicant shall notify the Office in writing immediately of such matters; □ (2) Copy of the memorandum summarizing the

copy is required. (7) Photocopy of an evidence of certified public accountant. Signature of the applicant to certify true copy is required. (8) Photocopy of an evidence of registration as an auditor with

ออก มีการกระทำใดที่กระทบต่อมูลค่า ของหุ้นอ้างอิง เช่น เปลี่ยนแปลงมูลค่าที่ตราไว้ของหุ้น (split หุ้น) เสนอขายหุ้นที่ออกใหม่ในราคาต่ำกว่าราคาตลาด ซึ่งทำให้หุ้นเดิมเกิด dilution เป็นต้น ผู้ถือ warrant ก็จะ

standard. Such units shall undertake independent operation and be independent from other units. Clause 6. A securities company shall separate the units and personnel whose duties , responsibilities, or

].............., CPA License No. ......................, I hereby provide evidentiary documentation for your consideration, as follows: 1. Evidence on the registration of juristic person / body of persons: 1.1 a copy of

each accounting period of six months. Such publications shall be posted in a prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall

approval of auditors, or an auditor approved by the Bank of Thailand for such accounting year. The finance and securities company shall submit a copy of letter of approval of the Bank of Thailand to the

separate row. 1.2.2 Product information Give a separate description of each product line or business group in the following matters. (1) Characteristics of products or services and development of business