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: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at the association office, and furnish a copy of the register to the SEC. With an admission
. Save and Close × Home > Laws/Regulations > Regulations > Fundraising Regulations SHARE : Detail Content Fu ndraising Equity Instrument Debt Instrument Real
on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to
makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt Instrument Real Estate Investment Trust Infrastructure Trust Infrastructure Fund Initial