Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of Section 14 and the second paragraph of Section
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
readiness, robustness and flexibility for coping with the possibility of severe impacts and fluctuation. This is to ensure that opportunities would not be lost and optimum benefits could be gained from the
▪ Details of Assets No. Title Deed No. Map Sheet No. Parcel No. Dealing File No. Total Area 1. 59792 5136 III 6412-7 502 644 85.20 Wa2 2. 59793 5136 III 6412-7 878 12147 77.00 Wa2 3. 59794 5136 III 6412-7 879
, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in
watersheds) against threats of depletion and contamination, treating water, flood or drought mitigation, increasing / reducing flow transport of sediment, or managing water resources for aquatic conservation
Exchange Commission No. KorThor. 43/2543 Re: Rules, Conditions and Procedures for Dealing of Debt Securities By virtue of Section 14 and Section 114 of the Securities and Exchange Act B.E. 2535 (1992), the
related to its use. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. KorThor. 43/2543 Re: Rules, Conditions and Procedures for Dealing of Debt
units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting