Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
Brokerage, Dealing or Underwriting of Investment Units B.E. 2547 (Repealed) SHARE : For More Information ContactUs Legal Department -Corporate and Administrative Cases Tel. +66-2033-9525 Was this
Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker Limited to Agriculture Product Derivatives List of Securities Businesses
Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
dealer” means (1) licensee to operate securities business in category of securities dealing; (2) licensee to operate securities business in category of securities dealing under foreign law ; (3) the Bank
Board of Directors, Bank of Thailand Executive Chairman, Thailand Future Foundation Director and Managing Partner, The Advisor Company Limited Visiting Professor of Economics, Sasin Graduate Institute of
. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
Committee of the BOT Chief Investment Officer, Deputy Managing Director, TISCO Asset Management Co., Ltd. Director of TISCO Asset Management Co., Ltd Director of Fitch Rating (Thailand) Co., Ltd