paragraph shall be filed together with supplementary documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the
Operator must submit a completed Form 35 – NRI CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – NRI CIS to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS
documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the view that limited company or public limited company
only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for the Hong Kong
. Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS Operator must submit a completed Form 35 – NRI CIS in hard copies accompanied by all
MRF (for inbound only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for
only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the
Regulatory Summary Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting
with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies thereof. In filing of application under the first paragraph, securities company shall file with the following