, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
the investment in time for acquiring tax benefits in such tax year. (UNOFFICIAL TRANSLATION) 6 Clause 12. In case the advertisement contains a statement that is partially copied or referred from another
TRANSLATION) 6 Clause 12. In case the advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past performance, such copied or
any other benefits are appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or
guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past
advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past performance, such copied or referred statement shall be true and shall
Derivative Warrants | BCP13C2003A | DERIVATIVE CALL WARRANTS ON BANGCHAK CORPORATION PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2020 # A