law compliance by securities firms, issuers and service providers. Measure 4: Improving tax system to facilitate development and fairness This measure is intended to improve tax regime to be more
Covered Funds and Covered Management Companies and related Cooperation Dated 20 January 2021 This MoU has been concluded between the SFC and the SEC in light of global financial market growth and increasing
covering the policy making, detail of policy and compliment of policy. Compliance Guideline 1. Policy Preparing o Preparing a written policy of security of information technology and the executives, computer
) certifying that if the auditor of such audit firm is granted an approval from the SEC Office, the audit firm shall monitor and improve the audit quality control system in compliance with the standards
People's Republic of China and Thailand With reference to the Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (HK-TH MRF
People's Republic of China and Thailand With reference to the Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (HK-TH MRF
fair and orderly markets, ensure regulatory convergence with international standards and improve efficiency of information disclosure of securities issuers in compliance with good corporate governance
in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and
ข้อมูลด้านความยั่งยืน ซึ่งในหลักการกำกับดูแล กิจการ (G20/OECD Principles of Corporate Governance 2023) ฉบับล่าสุดของ Organisation for Economic Cooperation and Development (OECD)3 กล่าวว่า คณะกรรมการมีหน้า
control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The