. ●  Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: ​Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities

and business disputes; ●  Complaints barred by prescription or limited by time to gather evidence as specified by law. ​ Matters under the SEC Responsibility Complaint Handling Procedure Samples of

account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC