restrictions not more than three times of the equity (the same as applied for IFFs) 8. Information disclosure filing forms information disclosure at the minimum as specified by law the same criteria as
unitholders shall be sought through an organized meeting 7. Leveraging (including issuing of debt instruments) no restrictions not more than three times of the equity (the same as applied for IFFs) 8
accountability. The program must be approved by the board of directors. The SEC approves within ten working days Related Rules and Regulations The Notification of the Office of the Securities and Exchange
Duty). One year from the day when the wrongful act and person bound to make compensation become known to the injured person, or ten years from the day when the wrongful act was committed. Breach of
following month, and within two working days from the date NC =< 1.5 times of minimum requirement Quarterly Reports Quarterly Complaint Handling Summary (Notification No. TorThor/Khor/Dor/Nor. 62/2552
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
possible for payment; (4) Pay unitholders for the redemption of investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of
required to observe the following : 1 . NC or NCR ≤ 1 . 5 times of minimum requirement ( early warning level ) that is 1 . 1 For the case of securities company operating only securities or
Capital Market Supervisory Board or the SEC Office; or aiding or abetting thereof; dishonest or deceitful acts; or aiding or abetting thereof. If the aforesaid behaviors occurred more than ten years