instruments are aimed at creating a balance between the protection of investors and effective fund mobilization. The SEC considers qualifications of securities issuers and supervises the disclosure of
accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in compliance with the provisions of the Notification on Investment. In applying for
accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in compliance with the provisions of the Notification on Investment. In applying for
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be less than 2 days. Allocation of the investment units to the investors shall be appropriate and
Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be less than 2 days. Allocation of the investment units to the investors shall be appropriate and
investors' side, debt securities provide an investment alternative during the period of fluctuations in the capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of
audit oversight Overview of enhancing quality of financial information Financial report is essential information to the investors, representing the financial position and operating performance of the
alternative. Investments through a mutual fund greatly benefit investors, especially retail investors, in that they can better diversify the investment risks, and receive professional services in monitoring and