Regulate About Us SHARE : Detail Content How We Regulate The SEC supervises and regulates the capital markets under following laws: The law on securities and exchange; The law governing
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
Board Our Structure SHARE : Detail Content SEC Board The SEC Board oversees the overall capital market and formulates policies for promotion and development under the Securities and
doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the
departmental manager and oversees the Accounting and Finance Department directly, whether or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid
regulates such matters directly. Complaint handling: ● Once a complaint or tip enters SEC Complaint Center Filing System, if the matter is under the SEC supervision and submitted with sufficient facts
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether
the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil Procedure Code. Class Action can reduce the cost of litigation because the law regulates that the
Procedure Code. Class Action can reduce the cost of litigation because the law regulates that the plaintiff who commences the case shall pay for the Court fees only for the relief sought in the part of the
, international or foreign. In assessing the effectiveness of the company’s internal controls and risk management, the board should consider the results of internal controls and risk management at its subsidiaries